by Christoph Strawe
Translated by Ulrich Morgenthaler and Carol Brousseau
Governance - a New Keyword //
Dissolving
the Old Community
// Individualization = Egotism? On Mistrusting the Human
Being // Individualisation and Cultural Power
// Globalisation and Modern Economics
// The Question about the New Role of the State
// The Archetypal Phenomena of
Threefolding // Conditions for a Culture of Trust
// What Kind of Governance Do We Need? // Threefolding - a Promising Governance Approach for the
Future? // In Search of New Political Forms and Structures
// The Threefolding Movement - Tasks and Chances
How
can we meet the challenge of globalisation? – Wherever this question is
raised, the concept of ‘global governance’ tends to come up. Though it has
hardly played a role in media dominated public life up to now, it is a key
concept for future development. ‘Governance’ according to the dictionary
means to govern or rule, power of government, sway, power, control, form of
government. One could therefore think at first of a world-government, which
takes that lawless space under its control that has been created by
globalisation and cannot be handled by the nation states. Thus an institution or
institutional level that creates legal forms, meets international crime through
a world domestic policy, confines the profit interests of the global players
through a world social policy.
There
is no question that there are powers or forces that dream the dream of world
government. However, the point is that governance is normally understood to be a
policy approach for global or regional problems under conditions where a world
government does not exist. A few quotations will make this clearer.
Undersecretary
Ischinger from the German State Department explained: "In a certain way the
classical nation state has surely lost authority regarding policy – that is,
lost power. Today no state in the world, however powerful it may be, not even
the US, holds a monopoly of competence in solving global problems. However, the
situation does not call for a ‘renaissance’ of the nation state’s monopoly
on power, or even for a utopian world government. Much more needed is successful
‘global governance’, that is, the creation of a new kind of policy or
structural framework between all stakeholders in globalisation. A clear example
is the search for ways to structure the immensely large sums of money
transferred daily around the globe so as to avoid regional or even worldwide
financial crises."[2]
German
Secretary of State Fischer said at a UN assembly: “With the transition to the
next millennium, the principle of the nation state will continue to lose
relevance. It will no longer be possible to find answers to the large global
problems within the framework of the classical nation states but only within
strengthened international structures and through a transfer of power to
international organisations. With the UN at the top, classical power will need
to be transformed into justice, a balance of interests, and a civilized
international political system – together with increasing integration of
civil society stakeholders and business. . . . The United Nations has to become
the core of effective global governance."[3]
In
the work programme of the European Commission White Paper on governance one can
read: “For a number of years now the term ‘governance’ has been used in
various contexts. An important United Nations’ report on ‘global
governance’ has emphasized the need for rules through which consensus can be
reached even without the existence of a world government (emphasis added by the
author), consensus which then can be effectively applied globally. . . .
‘Governance on several levels’ means that public stakeholders that are
independent of each other cooperate on various geographical levels to realize
goals of common interest." "With ‘governance’ the emphasis is also
on cooperation with subordinated and non-governmental stakeholders." These
shall be integrated into the decision-making processes of the community.[4]
The
term ‘governance’ is used in these three representative statements with a
particular nuance of meaning, as in the concept of ‘good governance’, which
means the application of the rule of law and citizen-friendly administration.
The history of global governance encompasses thus not just the emergence of
institutions like the UN and the IWF, but also the founding of the Red Cross in
1863, the General Postal Union in 1874 and the International Labour Organisation
in 1919.
Even
if governance ist unterstood in the way decribed there remains a broad scope of
interpretation.[5] And while the discussion on
this question of interpretation is still going on we experience the development
of a factual governance by the globally operating corporations at the same time.
Of course many supporters of Global Governance understand the concept just as a
counter-strategy against global corporate power. But at this point also
criticism is beginning. The critics argue that it is true that globalisation
processes have to be structured. But the prevailing Governance concepts are, in
their opinion, too naïve and ignore the questions of power and power structures
in economy, society and international system.[6]
So
it seems to be important that we do not speak too much in general about
Governance but ask concretely which forms of Governance are making sense and
under which conditions they can work. And if we consider the question of the
relationship between the concepts of Governance and of Social Threefolding we
should also avoid truisms. In the debate on Governance the concept of tri-sectoral
partnership is often mentioned. This means that government, business and civil
society are cooperationg to solve social problems. The concept of social
threefolding deels with the relations and the cooperation between the cultural,
political and economic realm of the society, which should not dominate but
recognize each other. But even if there is something comparable in those views
it doesn’t necessarily mean that prevailing Governance concepts are a
contribution to threefolding.
Vice
versa the fact that Rudolf Steiner, the originator of the concept of social
threefolding, made certain critical remarks about Wilson’s League of Nations
does not necessarily mean that threefolding is contradicting with any form of
Governance. Those critical remarks have to be considered as warnings against
endeavours of global dominance and have to be understood and interpreted in
their concrete historical context. Threefolding and global governance need not
be mutually exclusive.
The
concept of threefolding should not be taken for granted in seeking a
well-grounded answer to the question of the relationship between governance and
threefolding. “Something known is not yet something recognized"[7];
anyone who knows threefolding in particular will have to continually try to
deepen his or her recognition. Threefolding is not a finished product but the
answer to a reality. When the reality changes, it too has to go through
transformations. Threefolding is a working approach, not a doctrine. What, then,
is the inner core of threefolding?
The
reality in which we live today is highlighted by the two concepts of
‘individualization’ and ‘globalisation’. Humanity’s past was
characterized by cultural and social relations that were hierarchical, by the
submission of the individual to the community. At the same time economic life
was orientated towards self-sufficiency to a large degree. The course of
development has lead to a reversal of this situation. At a time when everyone
feels increasingly that he or she is a unique human being different from all
others, we have an economic and communicative network of dependencies between
people – based on technology – covering the whole globe. Both are due to the
development of consciousness, to the development of the individual spiritual
potential of the human being. Technological progress and the proclamation of
maturity both come from this one source.
Up
until the threshold of our time the great majority of human beings remained in a
state of immaturity. Meanwhile, elite groups, irrespective of how they attained
their legitimacy, thought and acted for the rest in a way that guided communal
life hierarchically from top to bottom. Even though first attempts at
independent thinking and preliminary forms of democracy had already developed in
antiquity, it was only in modern times, and in the fullest sense only since the
French Revolution, that human beings started to shape their own history en
masse.
In
doing so they still have to face the old thinking that wants to guide them from
above, which is still alive within society’s institutions, but they also have
to face the tendency in themselves to fall back into a state of immaturity out
of inner weakness and laziness. In former times communities used to be
relatively unified formations enclosed in themselves, a last remnant of which
still exists as the uniformity of the nation state. This uniformity is being
dissolved in two directions today, leading to totally new questions about, and a
need for, shaping society from below.
The
individual is emancipating itself from all old bonds, extracting itself from the
(old) community, demanding its maturity and freedom, and rejecting top-down
interference. Parallel to this we find that economic life, based on modern
technology, is overcoming all limitations of territory and the nation state.
Both
tendencies result in a third, namely the need for countries to adjust and
reshape their legal structures. We shall now look more closely at these three
movements, whose effects for social structures are reflected in threefolding.
The
individual’s emancipation (individualization) begins as a negation of
community because one cannot become a self-reliant human being if one does not
distance oneself and free oneself of one’s bonds. ‘I-Consciousness’
emerges from the rejection of the ‘Non-I’. Egotism emerges as
self-confidence grows, endangering human communal life and the natural
conditions of life.
This
brings us to the first fundamental question of shaping society, one which once
having emerged will never disappear from human history again – the question of
the conditions required for freedom.
Obviously
the answer to this question is dependent upon whether one tends to mistrust or
trust the human being. This in turn is dependent upon what understanding one can
attain about the human being per se. He who mistrusts the human being will see
individualization (which for him can only be a synonym for the working of
egoism) as nothing but a danger to community. He will therefore, in the interest
of the community, put limitations on the principle of the individual and will
want to limit it to the private sphere. In societal life he will want to channel
that which is individual or, where this is not possible, suppress it through
regulations.
This
attitude can justify itself by pointing to a whole array of phenomena involving
weak judgement, avoidance of responsibility and ego-addiction in the
Western-dominated culture of our time. In other cultures such as Asia, however,
the reproach is raised that individualization in the West has gone too far, and
that one should not pursue this path further but should rather re-orientate
toward the still existent traditional community values in those cultures.
As
understandable as this point of view is, one can take yet another point of view
regarding freedom in society, namely, that development of individual freedom in
the West has even not gone far enough. This is a point of view that can be taken
by those who have come to realize that liberation from heteronomy is only the
first step toward freedom and that freedom only finds its true form where it
becomes ‘freedom to’ (Friedrich Nietzsche) as opposed to just ‘freedom
from’.
With
this second level of freedom we are referring to the capacity within the
(independent) human being to set his own goals of actions, through which he
becomes responsibly active in social life. The fulfilment of freedom doesn’t
lie in arbitrariness and lack of commitment but rather in self-commitment
through freely accepted responsibility. It is easy to see that such an advanced
development of freedom will not lead further away from community but to new
constitutional forms of community. This happens where independent human beings
form task-orientated communities out of their inner initiative in various fields
of life (for instance, education, healthcare, agriculture, etc.). Seen in this
way, freedom ceases to be a private concern and becomes a social issue; it
becomes the prime source of cultural richness in society. Equally, society will
need to remain permeable for this source of initiative.
We
speak of culture whenever individual activity and work shapes nature. It begins
with agriculture and ends with science, art and religion, the core realm of
culture. The source of culture is the creativity of the individual human being:
"Every human being is an artist" (Joseph Beuys). This expression
points to a potential in each human being, though one which is open to varying
degrees and which, through inner or outer circumstances, can be hindered or
supported. Each individual holds spiritual forces which flow out into society as
working capacities or technical or artistic intelligence, which would otherwise
wither away. In the core realm of culture these forces of creativity are acted
out or nurtured as an end in themselves, whereas in other places they serve the
necessities of outer life.
Today
this core realm of culture is governed externally to a large degree by the state
and the market. Naturally, people who have already awakened the ‘artists
within themselves’ suffer from this heteronomy. With Paul Ray one can speak of
the ‘cultural creatives’, a qualified minority of initiative-taking,
innovative people. He or she who wants to become culturally creative needs
autonomy. Autonomy in the sense of self-governance for cultural institutions or
initiatives is the structural condition for cultural creativity. Individuality
and therefore pluralism are one of the vital conditions for culture today. In
the age of individual maturity, the choice of school, therapy, nutrition, can
only be left to the judgement and decision of the individual – under the
precondition that the same freedom of judgement and action is guaranteed to all
people (meaning that this freedom includes solidarity in financing health care
and education and forbids commercialisation of the public sector).[8]
It
should be a central item on civil society’s agenda to work or strive for such
autonomy of culture, which is something that has to be achieved step by step.
This naturally does not mean that self-governed schools should be forced on
people who are satisfied with the state-run school system. It rather means that
everywhere where a new option is wanted, chances for its realization should be
provided. Here, wanting does not mean merely wishing but the readiness and
capacity to take on responsibility oneself.
An
essential precondition for such processes is that civil society actually works
as an independent power and does not let itself be co-opted into the system of
either the state or the market. It should not fall into the trap one could call
‘the majority trap’. One falls into the majority trap in relation to the
state when one does not concentrate on demanding freedom for all people to be
able to realize good and creative ideas but instead tries to make all people
happy with one’s own good and creative ideas. This happens when one looks for
majorities who benefit from these good ideas and thereby forgets the minority
which must then experience the good ideas as being forced upon them. The best
pedagogical insight cannot be forced through by the state in a top-down kind of
way. Once decreed, the good thing will become its opposite.
Civil
society has to unfold its power but not in order to establish a new centralized
power or to be part of such but to take down aspects of power that have become
anachronistic. The threefolding of society is not dividing power amongst three
groupings but making society receptive for the new things that are wanted. It is
for such openness that civil society should use the new balance of powers in
society which arise through tri-sectoral partnerships.
Parallel
to individualisation in modern times, economic life developed with a dynamic
that burst all guild restrictions of the Middle Ages and finally the limitations
of the nation states. The great discoveries are what made the earth into a globe
in the consciousness of human beings. During previous centuries, as a member of
a world economy based on serving others, the individual became dependent on the
services of others for the maintenance of his own life.
This
is another process which leads away from the old, limited communities. Anyone
who reflects on what comes into play between natural resources, work and
know-how to produce just one single commodity in our modern economy cannot help
but enter the dimension of all mankind. The original motive of the individual
taking part in the economy in order to make a living proves insufficient for
shaping an economy in which working for others must be more than an unpleasant
duty on the way to one’s own income.
The
classical doctrine of the market economy has answered the question of motivation
with the thesis of egoistic self-interest as the only possible drive for
economic progress.[9]
By necessity this had to result in a highly one-sided and exclusive emphasis on
the principle of competition. Today’s neo-liberalism has made this principle a
guiding idea underlying the ‘elite’ form of globalisation which currently
prevails through organisations such as the WTO. The dominant guiding principles
are permeated by mistrust in the ability of economic partners to communicate –
for instance to agree on a fair price.
Maturity
as the freedom to act on a microeconomic level is accepted but the possibility
for any non-egoistic comprehensive shaping of macroeconomics is rejected. The
credo of structural policy is that legal forms are to enforce the framework of
competition. One assumes correctly that real laissez-faire would lead to
self-regulation of the economy through a network of agreements, and because the
mistrustful approach hinders one from thinking such agreements possible (other
than through advantage-taking cartels) one fights not the cartels but agreements
in general as ‘competition hindering’. The effect is that gradually the
right to competition has come to stand higher than the right to make contracts.
Paradoxically,
today’s laws aim to enforce a certain kind of economy, yet these laws
themselves are being marginalized and harassed by the same enforced economy. It
is a form of economy that has spread through the production factors of land,
labour, money and capital to the extent that their rules no longer serve to
provide a legal framework for the production of goods but are an integral part
of market life. The term ‘pseudo market economy’ has been introduced because
of this. ‘Pseudo markets’ increasingly determine the global economy, which
is shaped most of all by the untamed financial streams that are roving all over
the globe – separated from the real economy to a large degree but at the same
time affecting it in a harmful way. Not for nothing is possible control of the
financial markets a decisive question in civil society’s discussion of
governance.
That
the state should not bureaucratically regiment the economy is hardly to be
questioned after the experiences of the last century. However, the economy is
not an extraterritorial area of society but an integral part of the society it
should serve. An economy that treats human beings only as cost factors is
perverse. Legal communities have to escape the trap of globalisation by finding
structures that allow for the re-establishment of societal supremacy over the
economy.
The
creation of wealth is an economic question; social structures for sharing this
wealth are questions of justice. Where progress in production development leads
to increasing elimination of human labour and thereby makes more and more people
dependent on redistribution and social welfare, the marginalisation of the
democratic state is a catastrophe.
All
these problems result solely from the paradigm of the Homo economicus who is
only interested in himself. To state this does not mean to deny the power and
the importance of self-interest. But it has to be clearly said that one-sided
orientation on self-centred motives will lead to a situation in which
self-centeredness cannot ever again be regulated through cooperation and
meeting. He who appeals only to egoists breeds them!
Such
a one-sided concept of the economy has to be challenged by a different approach,
namely that the economy is a sector of society serving the mutual support of
human beings. To serve this task, appropriate forms of cooperation between the
business partners have to be able to emerge. The ‘world-economy’ must not
become an abstract worldwide market in which profit interests rule, disregarding
the living conditions of human beings. Rather, these forms of cooperation have
to supply the context in which the cooperation of all enables each single
economic region to prosper. Economic regions should be understood as regions of
life, as sociological biotopes worthy of protection!
Everything
is changing, only the states act as if everything has stayed the same, remarked
an observant current affairs journalist a couple of years ago. Indeed the states
tend to be change-resistant. Dynamic change comes from individualization and
economic globalisation.
The
task of legal communities or any global legal structure would be to bring about
the permeability of society for initiatives, thus facilitating the development
of the principle of individualization toward the principle of responsibility,
which would bring with it new capacities for building community.
However,
instead of consequently granting such spaces of autonomy, society gets stuck
within the framework of New Public Management which is at best only a partial
autonomy, and which only too often consists in dividing control between the
state and the market. One tries artificially to create market-like conditions in
cultural life, which in turn supports tendencies toward standardization (because
standards should facilitate comparison between the competing “products”).
Again, what lies behind these tendencies is the problem of mistrust already
described.
While
the state does not truly grant freedom to culture, it has moved increasingly
into the defensive regarding the economy, the very element which needs to be set
social and ecological boundaries. It thereby misses the point of the modern
democratic constitutional state, which of course should be lean but in no way
weak. Modern and post-modern development lead to the necessity of finding a new
understanding of the role of the State, which is laid out in the two central
ideas of modern political science: democracy and human rights.
Human
rights place the individual in the centre of the government system. Respecting
and defending the full human potential of the individual (as it is laid out in
the German constitution) becomes the highest duty of all State authority. After
the emergence of the demand for democratic equality, the discourse shifted to
egalitarianism, while in truth the principle concerns the same freedom for all.
In acknowledging human rights the community recognizes that these basic rights
are not given to the individual by the community but belong to him as a human
being. The guarantee to safeguard the essence of each human right is more than
merely a legal idea. Here, the idea of the irrevocability of human rights and
thus the negation of legal positivism has become a positive right. The
democratic majority is not the new supremacy to which the individual would now
have to turn as a petitioner in the same way as to the aristocratic supremacy of
former times. It is much more – at least in an idealistic sense. It is a
community of the free, who now tacitly agree to negotiate agreements amongst
themselves in a democratic way, while recognizing general freedom of action for
the individual as the basis. Because this legal condition finds its concentrated
expression in legislation but cannot be reduced to legislation alone, human
rights remain more than a sheer legal idea, even if laws contradicting human
rights are forced through. Clearly they have to be anchored as deeply and as
solidly as possible in the legal awareness of the people and they have to be
made factually irreversible through the democratic participation of people and
constitutions. On the one side human rights demand freedom of culture, on the
other side (if freedom and dignity are to be more than just words on paper) they
demand an economic life shaped in a way which enables people to mutually supply
each other economically, so that freedom is not just an empty word. And they
demand democratic participation in all decisions that apply to all people in a
polity.
Summing
up we can say that the fact of maturity leads to a reversal in the relationship
between the individual and the community. In earlier times it had been the
community around which everything revolved. Now the development of the
individual and the individual’s capacity for responsibility becomes the focus
and task of the community. We find a certain analogy to this historical process
in the biographies of individuals as they move towards legal maturity (which
normally takes place at the age of eighteen). Everything which had been a
precondition for the development of the young human being up to this point
(which of course was prepared over a long period of time), that is, care,
guidance, integration into the family community, would now signify a reversal, a
hindrance to development. It is a wise provision of the law, that it withholds
decisions about legal maturity from parents who, seeing what capacities are
still lacking, would be much rather inclined to assert ongoing guardianship over
their young. Nevertheless, the point is that when the individual comes of age,
developing responsibility becomes a task. For this purpose the individual must
have self-determination over his or her own life.[10]
A
consequence of self-determination is that social relationships become
differentiated: the young person now searches for the cultural environment in
which he wants to be. As a citizen of the state he now enters the life of polity
bearing the same democratic rights of participation. Further, in carrying
responsibility for his own life, sooner or later he has to integrate himself
into the global network economy based on division of labour. This means that he
has to embrace a work task in which he achieves something needed not by himself
but by other people. Here we have an archetypal phenomenon of social
threefolding. Social maturity both demands and creates threefolding.
From
this it is not hard to see where one has to look for a way out of mistrust in
human beings to a culture of trust. After all that we know from history it
cannot be a matter of simply considering the human being good (only corrupted by
the environment). Blind trust only leads to abuse which again provokes control
from above and outside. In the same way one must not view existing incapacities
as non-changeable constants in the human being. One has to take seriously the
human being as a developing being, which means applying to others something
which everybody can observe in themselves, namely that we are able to develop
and grow beyond ourselves.
Development
can only take place where it is given space. If we would allow a child to walk
only after it had already perfected walking, it would never learn to walk
upright. If we waited until the young person made perfect use of his freedom
before we granted him maturity, he would have no chance to become free.
One
learns responsibility where conditions allow responsibility to be taken. Anyone
who does not grant parents free choice among schools, and then laments their
lack of judgement to make this choice, does not realize that he is lamenting a
situation which he himself has helped bring about. Mistrust in maturity is a
self-fulfilling prophecy, as Kant already remarked.
The
question of how freedom can live in society can thus be reshaped into the
question of how one can bring about conditions that support responsible action.
The answer to this question will be different in each case depending on which
parts of societal life are involved. Economic questions demand a different style
of treatment than cultural questions and these again a different style from
political questions. However, in each case it will be a matter of addressing
people in their capacity for responsibility, in a way that enables all
solutions, to the furthest extent possible, to be brought about through the
direct participation of those involved – through their ‘communicative
action’ (Jürgen Habermas) or through ‘self-administration’. Autonomous
self-administration ultimately means that those who are active are also the ones
administrating. In contrast, a culture of mistrust leads to bureaucratic
manipulation, and to conditions based on anonymity. It results in ‘systems’
in which people should function without causing problems. A system, however –
even the most ‘complex’ – remains a dead machine, it cannot become a
living – organic – network of relationships between individuals.
Self-administration,
as a form of lived responsibility, relies on people. It leads to the shaping of
relationships through meeting as partners and through the strength of the
meeting itself. By shaping their relationships, the people involved enter a path
of human and social development. In the cultural sector, self-governance will
grow out of the networking and independent status of individual institutions.
The economy will have to start with networking as a given fact at the outset, a
basic fact of the division of labour. This means that instruments for action
have to be allowed to emerge in which the exchange of interests between the
business partners – from production to consumption – can be directed
holistically from below. Where the conditions themselves do not allow
alternatives to fixed regulative structures for a larger community (to drive on
the left or right side of the road can not be a matter of individual choice)
maturity means having the same chance to introduce initiatives into the majority
decision-finding process and participating directly on the grassroots level
(three-step legislative proceedings organised by the citizens themselves, as a
complement to representative democracy). Without becoming an integral part of
the state and without giving up its independence in relation to the state, civil
society will have to take this up and put it into action, producing
freedom-orientated solutions (which are part of its own agenda) and bringing
them into legally binding implementation. Initiatives of this kind have been
proposed by IG EuroVision and Initiative Network Threefolding, for example, in
relation to developing the European Constitution.[11]
Individualization
and globalisation are driving apart old uniformities in society. At the same
time new tendencies of uniformity are arising all over the globe through the way
in which globalisation acts today. The economy is slipping out of human control
and setting itself up as a hegemony of human society. When layers of problems
are increasingly determined by global interdependencies, they can be influenced
less and less by instruments of the old nation state, which contradict the
conditions required for culture.
All
this leads to the question of new forms in which societies can live, forms that
are governed on the one side by dependencies requiring solidarity and
interdependencies and on the other side has freedom as their axis, whose
provisions affect everyone. Such new forms can only arise in a healthy way when
the organisation of culture, political structures and the economy by the people
involved is not hindered through centralism and concentration of power.
The
new paradigm is self-organization in the sense that the people who are involved
have the responsibility to shape themselves. Only this basic principle can lead
to future-orientated solutions for the governance problem.
Without
such an idea, which leads to structured societal relationships, people will
eventually be caught in the suction of a new mania of uniformity. People will
dream the dream of world government – and will only be satisfied with
structures below this level because they think world-government – for the time
being – is utopian.
That
instruments for a global life of rights have to be developed, that the UN has to
play an important role, and that progress has been made in the life of rights
when crimes against humanity can be brought to international courts – none of
this need be argued against. However it cannot be a question of transferring the
principle of the nation state (which, facing individualization and
globalisation, has proven to be a deeply problematic structure) to the level of
whole regions or even the entire globe. Enlarging the dimension of the state
would only enlarge the dimension of state problems already existing today! There
are other possibilities for restoring societal supremacy over the economy. An
important approach lies in using the tax-system as the meeting point between the
economy and the constitutional state.[13]
The
new world situation demands a new understanding of individuality and thus of
diversity, otherwise globalisation will lead to cultural levelling-out, to the
destruction of everything original, creative and spiritual. The wealth of the
world we are heading towards consists of exactly this cultural diversity.
Democratic
equality in relation to the education system, for instance, does not consist in
uniformity of pedagogical content but in allowing the same participation for
everyone in a diversely shaped educational system, which lives through the
initiatives of teachers, professors, parents etc. The mental image of a
standardized curriculum which would globally guarantee what students of a
certain age are to do would be a nightmare. Such standardizing solutions are
also utopian because individualisation of necessity brings with it a diversity
of educational ideas and approaches. It is no accident that in many countries in
recent years fixed ideas of uniformity concerning what is to be taught at
schools has lead to repeated conflicts (in Germany for instance, there was a
discussion about whether a provincial government could pass a law requiring
crucifixes to be displayed in classrooms). As in education, similar conflicts
arise in other areas.
What
is the relationship between governance and threefolding? Rudolf Steiner’s
approach to threefolding directly before and after World War I can in fact also
be understood as an attempt to deal with the governance problem, even to
formulate his own approach to governance, at a time when most people in
responsible positions understood globalism to be only categories of
international relationships between states.
In
the final chapter of his well-received book ‘Towards Social Renewal’[14]
Steiner dealt with the ‘international relationships’ of social organisms. If
one follows the argumentation of this chapter, a global structure will arise
when each of three spheres – culture, the economic life and politics or the
life of rights – has its own independent relation to the corresponding spheres
of the other social organisms. In this way cultural, economic and inter-state
networks could emerge and develop relatively independent of each other.
Meaningful forms of co-operation could arise, as apposed to before, when
economic interests or cultural questions were instrumentalised for political
ends. Human rights would become the axis for international life, and state
supremacy would no longer have primacy in international relations.
As
an example, the idea of a worldwide school association was articulated in the
context of this approach. Through this it becomes clear which direction can be
used in creating global organs within the framework of future-orientated
governance. It is not a matter of having only organs in which states co-operate.
General, self-governing organs have to emerge in which the shapers of
educational systems and other areas of society are co-operating responsibly in
matters that are their common concern.
Only
cultural autonomy guarantees that each ethnic, religious or other group can
foster its own culture without hindrance. On the other hand this principle of
autonomy rules out the possibility of imposing on others through state
egalitarianism. Only in this way can conditions for peaceful co-existence, and
even active tolerance between cultures, slowly arise. The ‘clash of
civilisations’ can be avoided.
One
can see how modern this approach is and how capable of development. Steiner’s
sceptical and critical attitude towards Wilson’s ideas of the League of
Nations resulted from the insight that the ‘right of self-determination of
nations’ as propagated by Wilson can all too easily become a ‘barbarian
instrument’ (as it was characterised in the 1980s by Ralf Dahrendorf). The
axis of international life that Wilson proposes is not the individual right of
each human being to live within his or her polity in freedom and equality, under
humane material conditions of existence. It is the right of each nation to have
its own state. This has to lead to irresolvable conflicts, especially where
different ethnic groups live on the same territory, as we have just recently
seen again in the Balkans and in other places. Through social threefolding –
according Steiner in his day - "diverse relations are established between
peoples, states and economic bodies which join each part of mankind with the
rest in a way that allows each, in its own interest, to be sensitive to the life
of the others. A league of nations arises from fundamental impulses appropriate
to reality. It will not have to be ‘installed’ out of one-sided political
considerations."[15]
Where
societal areas of life develop with ever greater independence, and meaningful
shape is given to the whole based on their inherent characteristics, there the
form of co-operation cannot be mediated centrally, it has to be a
‘tri-sectoral partnership’ among representatives of the three spheres. For
the cultural realm in our present time, organised civil society can and must
play a key role.
Today
the need for ‘tri-sectoral partnership’ is so obvious that even
representatives of standardized thinking – whether more from the economic or
from the political perspective – are forced to adopt this approach at least
partially (though not without attempting to convert it). They attempt to achieve
the same economic interests and political intentions as before, only in a more
flexible way by integrating and co-opting civil society. One can speak of an
integrational approach, but this would not be capable of future development, as
shown above.
The
new constellation poses difficult questions for civil society. The current
stronger integration of non-state stakeholders in political networks of various
kinds is opening up new possibilities, but there is also the danger of losing
sight of one’s original intentions. Civil society would also fall into a trap
if it forgot that its power emerges from its basis – the movement for
democracy, local agendas, the coalition for freedom in education, consumer
initiatives and initiatives for new economic forms, etc. In the end we will not
be able to avoid the question of whether the role of civil society activists at
the round table of tri-sectoral partnerships only serves the representatives of
the establishment as an early warning system for neuralgic points threatening
the realisation of their own goals, or whether conditions can be created in
which those involved can engage themselves as carriers of responsibility through
open and shaping dialogue.
Tri-sectoral
partnership as such does not inherently solve the problem of how to create new
political forms in an age of individualisation and globalisation. We have looked
at many important aspects of this problem but these thoughts must be developed
further in a variety of directions. Decisive for participatory democracy is the
process through which a juridical form comes about.
It
is especially for this reason that debate focuses so much on things like media
presentations as a precondition for real public discourse. Public discourse
lives from the fact that decisions are taken as close to the basis as possible.
New problems arise through globalisation’s enlarged dimensions of democratic
legitimacy. As Berthold Brecht once remarked, all state authority comes from the
people, but where it goes is decisive. The higher the level at which decisions
are taken, the less the possibility for taking into consideration the special
characteristics of a certain region. From this point of view the idea of
grassroots democracy leads to the idea of federalism and subsidarity.
At
present a new concept is emerging in political life, the concept of ‘soft
law’. ‘Soft law’ comes about through agreements, through informal
settlements, etc. amongst societal stakeholders. A justification for this
phenomenon is seen in the increasing ineffectiveness of the traditional way of
arriving at structures and policies especially on the global level, where up
until now this has been done through treaties between states. The need for
finding new structures and policies is so virulent that it leads to the creation
of ‘soft law’. This development is truly dubious. Where well-founded and
therefore clear laws are lacking, particular interest groups can attempt to fish
in muddy waters. However, the creation of ‘soft law’ to complement
traditional structural forms of international law contains a seed for future
development because those actually involved are at the centre of the process to
shape new political relations. They, out of their own free will, are creating
legal bonds by means of arrangements, agreements, contracts and commitments.
Such agreements are one possible approach to shaping the legal side of global
relationships in which the sovereignty of participating groups and their
specific interests and impulses can be maintained. Through agreements between
partners, laws can also be created within the framework of tri-sectoral
partnerships. However, this can happen only under the precondition that the
partners themselves are given legitimisation by their own basis, that state
stakeholders for instance have a democratic mandate.
When
we accept general freedom of action for individuals as being substantial for a
modern understanding of rights and politics, and if we understand this freedom
to act as being freedom to unite on the one hand, and freedom to make contracts
on the other, then this will enlighten the central position of the principle of
contract in the political sphere. It is not for nothing that modern state
philosophy starts with the deduction of supreme power from the original, free,
contractual relationships amongst the members of a community (theory of social
contract). The shaping of contracts is indeed archetypal for the legal forms of
maturity.[16]
Political
structures of the future will consist of a combination of elements. Any legal
forms democratically legitimised through the citizens themselves will have to
form a framework in which various elements of a new type of ‘soft law’ can
develop.
The
ongoing debate on governance is a symptom of the accumulated need for social
change. The present situation offers new opportunities for threefolding but also
makes higher demands on us, which we can only meet by repeatedly testing the
methodological fruitfulness of threefolding and finding the right answers for
each situation. One of the higher requirements is that, more than before, we
need a capacity to find solutions in dialogue with partners and in coalitions
and to play an active role in the struggle of civil society for a better world.
The word ‘social’ originates from ‘socius’, which can be translated as
‘companion’.
[1] This is an elaboration of
a talk given on 11 March 2001 during a conference with Nicanor Perlas and
Michael Baumann in forum 3, Stuttgart/Germany.
[2] "Globalisation and
German Foreign Policy". A contribution to a panel discussion at the
EXPO on 17 October 2000. Published as pdf-file in the Internet Archive of
the German State Department (www.auswaertiges-amt.de).
[3] Speech of German Foreign
Minister Joschka Fischer to the 54th general assembly of the United Nations
on 22 September 1999 in New York. Source: Internet Archive of the German
State Department (www.auswaertiges-amt.de).
[4] Commission of the
European Community. A white paper or handbook on ‘Governance’ for the
European Union. "To deepen Democracy in Europe". Work programme.
Work document of the departments of the Commission. Brussels, 11 October
2000, SEK (2000) 1547/7. Available on the Internet.
[5] Global Governance has the
chance to “become a star at the firmament of those ‘great concepts’
which obtain their attractiveness for the discourse just from the fact that
they can be interpreted in completely different directions and that they can
be used for very different aims and interests”. (Ulrich Brand, Achim
Brunnengräber, Lutz Schrader, Peter Wahl: Global Governance. Alternative to
neoliberal globalisation? A study of Heinrich-Böll foundation and WEED. Münster
2000, p. 14, German language)
[6] See Brand, Brunnengräber,
Schrader, Wahl, p. 47.
[7] Georg Friedrich Wilhelm
Hegel, foreword to the second edition of "Science of
Logic".
[8] See article by the
author, "GATS - Service to Whom" (www.threefolding.net/GATS.htm)
[9] This thesis is initially
softened by looking at human moral sentiments; however, they play only a
secondary role.
[10] Udo Hermannstorfer has
repeatedly emphasised this genesis of threefolding out of maturity along
with its analogies in the individual biography in his descriptions of social
renewal.
[11] See “Fundamental rights
in Europe and Global Civil Society“, www.threefolding.net/Europe.htm
[12] See my article on
“Trisectoral Partnerships, Civil Society and Threefolding” in "Rundbrief
Dreigliederung des sozialen Organismus", first edition/March 2001.
[13] Compare suggestions for
safeguarding the social systems by restructuring the financing from non-wage
labour costs to a consumption-related social rate, by U. Herrmannstorfer, H.
Spehl and the author, www.
threefolding.net/textshtml/Social_Security.htm.
[14] Rudolf Steiner
"Towards Social Renewal", Rudolf Steiner Press, London 1977.
[15] "Towards Social
Renewal" see note 11, pg. 129. However, one has to say that even the
League of Nations did not always act in accordance with Wilson’s basic
principles; for instance in 1921 when Finland’s supremacy over the
Swedish-speaking Aland Islands was confirmed in view of the far-reaching
autonomy that Finland had granted them.
[16] There are many contracts
which hide inequality and lack of freedom behind formal equality and
freedom, but this is another topic and does not contradict the principle of
contracts.
Revision: 18-11-03